Nitish Sharma

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • [FCA CF] Material risk taker (1 Jul 2022 to 22 May 2023)
    • SMF18 Other Overall Responsibility (21 Feb 2022 to 22 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

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