Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (1 Jun 2024 to 2 Jul 2024)
- [FCA CF] Client dealing (1 Jun 2024 to 19 Jul 2024)
- [PRA CF] Managing a material risk taker (1 Jun 2024 to 5 Aug 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 May 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 May 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (25 Jul 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (10 Dec 2002 to 5 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.