Nishma Waite

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fidelius Ltd

    FRN 188615

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 8 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (since 2 Jan 2024)
  • Azets Financial Planning Limited

    FRN 526955

    • Employed By (since 8 Apr 2024)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Dec 2023)
    • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (14 Sep 2018 to 29 Nov 2019)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (23 Sep 2015 to 9 Aug 2018)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (21 Sep 2015 to 9 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.