Nishant Gupta

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF30 Customer (since 12 Jul 2024)
- CF4 Partner (AR) (since 12 Jul 2024)
- [FCA CF] Significant management (since 12 Jun 2024)
- [FCA CF] Client dealing (since 12 Jun 2024)
Kanou Capital LLP
FRN 1016016
- (4)Employed By (since 12 Jul 2024)
Clean Energy Transition LLP (no longer approved here)
FRN 952783
- [FCA CF] Client dealing (4 Jan 2022 to 30 Nov 2023)
Lansdowne Partners (UK) LLP (no longer approved here)
FRN 613543
- [FCA CF] Client dealing (4 Feb 2020 to 1 Dec 2021)
- CF30 Customer (19 Apr 2019 to 8 Dec 2019)
FMR Investment Management (UK) Limited (no longer approved here)
FRN 476031
- CF30 Customer (25 Mar 2016 to 22 May 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.