Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (17 Apr 2020 to 1 Feb 2021)
- CF1 Director (AR) (17 Apr 2020 to 1 Feb 2021)
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- Employed By (17 Apr 2020 to 1 Feb 2021)
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- [FCA CF] Material risk taker (1 Apr 2018 to 27 Sep 2019)
- [FCA CF] Manager of certification employee (21 Nov 2017 to 28 Aug 2019)
- [FCA CF] Client dealing (21 Nov 2017 to 28 Aug 2019)
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- CF30 Customer (1 Nov 2007 to 27 Jun 2012)
- CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 27 Jun 2012)
- CF21 Investment Adviser (14 Jan 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.