Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (3 Dec 2014 to 19 Dec 2016)
    • CF30 Customer (3 Dec 2014 to 19 Dec 2016)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (6 Jun 2002 to 1 Aug 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.