Nirmala Kaur Rathaur

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2022)
    • [FCA CF] Client dealing (since 14 Oct 2022)
  • Jigsaw Money Management Ltd (no longer approved here)

    FRN 715983

    • [FCA CF] Functions requiring qualifications (1 Jul 2022 to 3 Oct 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Nov 2020)
    • CF30 Customer (28 Jul 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (4 Oct 2004 to 18 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.