Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ninder Dhillon
FRN 580254
- (2)Employed By (since 30 Dec 2023)
- (1)Employed By (26 Apr 2012 to 25 Oct 2021)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 26 Apr 2012)
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- Employed By (7 Oct 2021 to 2 Apr 2024)
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- CF30 Customer (1 Nov 2007 to 27 Apr 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.