Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ninder Dhillon

    FRN 580254

    • (2)Employed By (since 30 Dec 2023)
    • (1)Employed By (26 Apr 2012 to 25 Oct 2021)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 26 Apr 2012)
  • KWM Wealth Ltd (no longer approved here)

    FRN 516056

    • Employed By (7 Oct 2021 to 2 Apr 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 27 Apr 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.