Nina Gabrielle THOMPSON

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 8 Jan 2026)
    • CF1 Director (AR) (since 21 Nov 2025)
    • CF30 Customer (since 21 Nov 2025)
    • [FCA CF] Client dealing (13 Jan 2025 to 8 Jan 2026)
    • [FCA CF] Functions requiring qualifications (13 Jan 2025 to 8 Jan 2026)
  • NG WEALTH LIMITED

    FRN 1044756

    • (1)Employed By (since 21 Nov 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (14 Apr 2023 to 30 Dec 2024)
    • CF30 Customer (15 Mar 2023 to 30 Dec 2024)
  • Allard Wealth Ltd (no longer approved here)

    FRN 932210

    • (3)Employed By (15 Mar 2023 to 30 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Allard Wealth Ltd

  2. controlled function added: (3)Employed By at Allard Wealth Ltd