Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 1 Nov 2023)
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- [FCA CF] Client dealing (10 Jun 2022 to 19 Oct 2023)
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- [FCA CF] Client dealing (10 Jun 2022 to 19 Oct 2023)
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- [FCA CF] Client dealing (10 Jun 2022 to 19 Oct 2023)
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- [FCA CF] Client dealing (19 Aug 2019 to 24 Apr 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.