Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 25 Feb 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (22 Sep 2022 to 20 Dec 2022)
    • [FCA CF] Client dealing (8 Jul 2021 to 10 Oct 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (17 Jul 2018 to 20 Jun 2021)
    • [FCA CF] Manager of certification employee (17 Jul 2018 to 20 Jun 2021)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (17 Jul 2018 to 20 Jun 2021)
    • [FCA CF] Client dealing (17 Jul 2018 to 20 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.