Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (19 Aug 2011 to 11 Apr 2012)
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- CF30 Customer (1 Nov 2007 to 5 Mar 2010)
- CF29 Significant management (1 Nov 2007 to 5 Mar 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (21 Sep 2007 to 31 Oct 2007)
- CF21 Investment Adviser (21 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (16 Nov 2006 to 3 Apr 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (18 Sep 2006 to 3 Apr 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.