Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 23 Feb 2024)
    • Responsibility for MCD Intermediation (since 23 Feb 2024)
    • Responsible for Insurance Distribution (since 23 Feb 2024)
    • SMF16 Compliance Oversight (since 23 Feb 2024)
    • SMF3 Executive Director (since 23 Feb 2024)
  • Bradgate Financial Solutions Limited (no longer approved here)

    FRN 672856

    • [FCA CF] Functions requiring qualifications (3 Feb 2020 to 7 Feb 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (1 Oct 2008 to 11 Mar 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (8 Aug 2007 to 5 Jun 2008)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF1 Director (AR) (4 May 2005 to 4 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.