Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (4 Jun 2021 to 30 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 13 Dec 2007)
    • CF21 Investment Adviser (20 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 May 2006 to 20 Sep 2006)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 May 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (23 Dec 2005 to 21 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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