Nimesh Jagdishlal Nathwani

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wardour Financial Planners Ltd

    FRN 739963

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • SMF16 Compliance Oversight (since 7 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (6 Jun 2017 to 2 Nov 2018)
    • CF30 Customer (5 Oct 2016 to 8 Dec 2019)
    • CF1 Director (5 Oct 2016 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (5 Oct 2016 to 2 Nov 2018)
    • Responsibility for MCD Intermediation (5 Oct 2016 to 5 Jan 2017)
    • Responsible for Insurance Mediation (5 Oct 2016 to 30 Sep 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (11 Sep 2012 to 30 Sep 2016)
    • CF4 Partner (AR) (11 Sep 2012 to 30 Sep 2016)
  • Wardour Investments LLP (no longer approved here)

    FRN 586903

    • Employed By (11 Sep 2012 to 30 Sep 2016)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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