Nimesh Gupta

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Client dealing (since 3 May 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Sep 2017)
    • CF30 Customer (3 Nov 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2006)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (14 Jul 2022 to 3 Oct 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (3 Jan 2018 to 8 Nov 2019)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (3 Jan 2018 to 8 Nov 2019)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (3 Jan 2018 to 8 Nov 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (24 Mar 2011 to 5 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.