Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Jun 2022)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Functions requiring qualifications (10 Sep 2018 to 1 Feb 2021)
    • [FCA CF] Manager of certification employee (10 Sep 2018 to 15 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.