Nilesh Patel

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CSense Capital FS Ltd

    FRN 927752

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • Responsible for Insurance Distribution (since 1 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2020)
    • SMF3 Executive Director (since 1 Dec 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 26 Sep 2009)
    • CF21 Investment Adviser (18 Oct 2007 to 31 Oct 2007)
  • Pattison Lilley & Associates (no longer approved here)

    FRN 177877

    • (2)Employed By (26 Apr 2002 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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