Nilesh Kumar Patel

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gaudium Associates Limited
FRN 750294
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 23 Aug 2019)
- Responsibility for MCD Intermediation (since 23 Aug 2019)
- CF11 Money Laundering Reporting (23 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Aug 2019 to 8 Dec 2019)
- CF1 Director (1 Jun 2017 to 8 Dec 2019)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF1 Director (AR) (1 Mar 2010 to 1 Jun 2017)
- CF30 Customer (14 Apr 2009 to 30 Dec 2009)
Advanced Financial Solutions (no longer approved here)
FRN 231851
- (4)Employed By (26 Feb 2004 to 18 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.