Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (1 Sep 2021 to 1 Jul 2024)
    • [FCA CF] Manager of certification employee (29 Jul 2020 to 1 Jul 2024)
    • [FCA CF] Client dealing (3 Jul 2018 to 1 Jul 2024)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.