Nikunj Hindocha

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Highclere International Investors LLP (no longer approved here)
FRN 533554
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
- SMF27 Partner (9 Dec 2019 to 31 Dec 2021)
- CF4 Partner (30 Mar 2011 to 8 Dec 2019)
- CF30 Customer (1 Feb 2011 to 8 Dec 2019)
Wellington Management International Limited (no longer approved here)
FRN 208573
- CF27 Investment Management (1 Jul 2004 to 17 Mar 2006)
Baring International Investment Limited (no longer approved here)
FRN 122628
- CF27 Investment Management (11 Aug 2003 to 19 Sep 2003)
Baring Asset Management Limited (no longer approved here)
FRN 170601
- CF27 Investment Management (11 Aug 2003 to 19 Sep 2003)
- CF21 Investment Adviser (6 Jun 2002 to 11 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.