Nikunj Gupta

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 29 May 2025)
    • [FCA CF] Manager of certification employee (since 15 Apr 2025)
    • [FCA CF] Client dealing (since 4 Oct 2023)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 29 May 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 12 Aug 2021)
    • [FCA CF] Manager of certification employee (16 Sep 2016 to 28 Apr 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Apr 2023)
    • CF30 Customer (20 Jul 2015 to 6 Mar 2016)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (11 Apr 2013 to 11 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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