Nikolaus Romuld

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (5 Jun 2017 to 2 Sep 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Sep 2019)
    • CF30 Customer (8 Nov 2013 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (17 Sep 2012 to 1 Nov 2013)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 26 Jun 2012)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 26 Jun 2012)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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