Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 14 Apr 2025)
    • [FCA CF] Material risk taker (since 14 Apr 2025)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • [FCA CF] Client dealing (9 Dec 2020 to 27 Feb 2025)
    • CF30 Customer (13 May 2015 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 Feb 2008)
    • CF21 Investment Adviser (15 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.