Nikolaos Koukiasas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Artesian Capital Management (UK) LLP
FRN 232156
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Nov 2023)
- SMF27 Partner (since 29 Nov 2023)
- [FCA CF] Client dealing (since 3 Oct 2023)
- [FCA CF] Significant management (3 Oct 2023 to 30 Nov 2023)
- CF30 Customer (12 Sep 2016 to 2 Jun 2017)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (25 Feb 2014 to 5 Feb 2015)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (12 Jul 2010 to 14 Nov 2013)
The Toronto-Dominion Bank (no longer approved here)
FRN 124859
- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF21 Investment Adviser (22 Jul 2002 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.