Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 30 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (16 Jul 2021 to 29 Dec 2022)
    • CF30 Customer (8 Jul 2021 to 29 Dec 2022)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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