Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 30 Jan 2023)
- [FCA CF] Functions requiring qualifications (since 30 Jan 2023)
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- Appointed representative dealing with clients for which they require qualification (16 Jul 2021 to 29 Dec 2022)
- CF30 Customer (8 Jul 2021 to 29 Dec 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 May 2021)
Recent activity
Updates to this individual's record on the FCA register.
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