Nikolai Andreev

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 22 Jan 2022)
    • [FCA CF] Client dealing (since 22 Jan 2022)
    • [FCA CF] Manager of certification employee (28 Sep 2022 to 4 Jun 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (24 Dec 2009 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 16 Dec 2009)
    • CF26 Customer Trading (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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