Niklaus Bossart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 11 Oct 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 11 Oct 2021)
    • [FCA CF] Material risk taker (23 Dec 2016 to 3 Oct 2022)
    • [FCA CF] Client dealing (7 Sep 2016 to 3 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

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