Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Client dealing (since 23 Apr 2025)
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- [FCA CF] Manager of certification employee (3 Nov 2023 to 1 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2024)
- CF30 Customer (10 Jan 2014 to 4 Jun 2015)
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- [FCA CF] Manager of certification employee (3 Nov 2023 to 1 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2024)
- CF30 Customer (10 Jan 2014 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (3 Nov 2023 to 1 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2024)
- CF30 Customer (10 Jan 2014 to 4 Jun 2015)
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- [FCA CF] Manager of certification employee (3 Nov 2023 to 1 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2024)
- CF30 Customer (10 Jan 2014 to 19 Mar 2014)
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- CF30 Customer (3 Apr 2013 to 18 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.