Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 17 Feb 2023)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (13 Aug 2019 to 8 Oct 2019)
- CF30 Customer (15 Apr 2014 to 6 Mar 2016)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 17 Feb 2023)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (13 Aug 2019 to 8 Oct 2019)
- CF30 Customer (15 Apr 2014 to 6 Mar 2016)
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- CF30 Customer (10 May 2010 to 30 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.