Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Algorithmic trading (since 31 Mar 2023)
- [FCA CF] Manager of certification employee (since 1 Aug 2018)
- [FCA CF] Material risk taker (since 8 Nov 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (12 Aug 2015 to 6 Mar 2016)
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Citibank, N.A.
FRN 124704
- [FCA CF] Algorithmic trading (since 31 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
- [FCA CF] Material risk taker (since 18 Dec 2020)
- [FCA CF] Manager of certification employee (since 1 Aug 2018)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (12 Aug 2015 to 6 Mar 2016)
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- [FCA CF] Algorithmic trading (31 Mar 2023 to 15 Jan 2024)
- [FCA CF] Material risk taker (18 Dec 2020 to 15 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 15 Jan 2024)
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- CF30 Customer (12 Jun 2012 to 5 Feb 2015)
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- CF30 Customer (13 Aug 2009 to 2 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.