Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 31 Mar 2023)
    • [FCA CF] Manager of certification employee (since 1 Aug 2018)
    • [FCA CF] Material risk taker (since 8 Nov 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (12 Aug 2015 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Algorithmic trading (since 31 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (since 1 Aug 2018)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (12 Aug 2015 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Algorithmic trading (31 Mar 2023 to 15 Jan 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 15 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 15 Jan 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Jun 2012 to 5 Feb 2015)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (13 Aug 2009 to 2 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

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