Nikhil Pilani

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2024)
    • [FCA CF] Client dealing (since 11 Mar 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (8 Oct 2021 to 21 Dec 2022)
    • [FCA CF] Material risk taker (21 Aug 2019 to 21 Aug 2020)
    • [FCA CF] Manager of certification employee (14 Jan 2019 to 15 Jul 2020)
    • [FCA CF] Client dealing (2 Nov 2017 to 13 Nov 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (14 May 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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