Nikhil Kochhar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mizuho Bank, Ltd.
FRN 139195
- [FCA CF] Client dealing (since 13 Sep 2024)
Commonwealth Bank of Australia (no longer approved here)
FRN 139185
- [FCA CF] Material risk taker (30 Sep 2019 to 3 Jun 2024)
- [FCA CF] Client dealing (20 Oct 2016 to 3 Jun 2024)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (28 Oct 2010 to 6 Mar 2016)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (25 Aug 2010 to 22 Sep 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.