Nikhil Gupta

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 7 Apr 2026)
    • [FCA CF] Manager of certification employee (since 7 Apr 2026)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Client dealing (since 7 Apr 2026)
    • [FCA CF] Manager of certification employee (since 7 Apr 2026)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 4 Jul 2023)
    • [FCA CF] Material risk taker (16 Jul 2020 to 4 Jul 2023)
    • [FCA CF] Manager of certification employee (9 Jul 2020 to 2 Mar 2023)
    • [FCA CF] Client dealing (6 Jun 2016 to 4 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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