Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • SMF18 Other Overall Responsibility (24 Jul 2025 to 5 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 31 Dec 2021)
    • CF30 Customer (4 Nov 2011 to 6 Mar 2016)
    • SMF18 Other Overall Responsibility (since 24 Jul 2025)
    • [FCA CF] Significant management (since 1 Jan 2019)
    • [FCA CF] Manager of certification employee (since 31 Dec 2016)
    • [PRA CF] Managing a material risk taker (since 31 Dec 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.