Nikhil Bhat

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Client dealing (since 4 Apr 2023)
    • [FCA CF] Manager of certification employee (5 Apr 2019 to 25 May 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 25 May 2022)
    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (5 Apr 2019 to 30 Jan 2020)
    • [FCA CF] Client dealing (28 Sep 2017 to 30 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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