Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (15 Jan 2019 to 28 Oct 2024)
    • [FCA CF] Material risk taker (7 Mar 2017 to 28 Oct 2024)
    • [FCA CF] Client dealing (7 Mar 2017 to 28 Oct 2024)
    • CF30 Customer (14 Nov 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (15 Jan 2019 to 28 Oct 2024)
    • [FCA CF] Material risk taker (7 Mar 2017 to 28 Oct 2024)
    • [FCA CF] Client dealing (7 Mar 2017 to 28 Oct 2024)
    • CF30 Customer (14 Nov 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (5 Jan 2011 to 22 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.