Nikesh Modha

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited

    FRN 186745

    • [FCA CF] Manager of certification employee (since 1 Mar 2023)
    • [FCA CF] Client dealing (since 17 Feb 2022)
    • [FCA CF] Material risk taker (17 Feb 2022 to 4 Mar 2025)
  • Wells Fargo Bank, National Association

    FRN 456183

    • [FCA CF] Manager of certification employee (since 1 Mar 2023)
    • [FCA CF] Client dealing (since 17 Feb 2022)
    • [FCA CF] Material risk taker (17 Feb 2022 to 20 May 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 22 Jan 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (19 Jan 2007 to 31 Oct 2007)
    • CF26 Customer Trading (19 Dec 2006 to 19 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.