Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • [FCA CF] Significant management (22 Dec 2020 to 31 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 21 Dec 2020)
    • CF1 Director (27 Jun 2019 to 8 Dec 2019)
    • CF28 Systems and controls (27 Jun 2019 to 8 Dec 2019)
  • Marex Financial (no longer approved here)

    FRN 442767

    • [FCA CF] Significant management (22 Dec 2020 to 31 May 2024)
    • SMF2 Chief Finance (9 Dec 2019 to 21 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 21 Dec 2020)
    • CF1 Director (27 Jun 2019 to 8 Dec 2019)
    • CF28 Systems and controls (27 Jun 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Jul 2010 to 25 Feb 2011)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Jul 2010 to 25 Feb 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (12 Jun 2008 to 19 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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