Nigel Vinson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Walmsley Baker (UK) Limited

    FRN 964188

    • (10)4. Giving personal recommendations on retail investment products which are not broker funds
    • (9)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (8)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (7)21. Advising or arranging (bringing about) equity release transactions
    • (11)Responsibility for MCD Intermediation (since 22 Apr 2022)
    • (12)Responsible for Insurance Distribution (since 22 Apr 2022)
    • (13)SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Apr 2022)
    • (14)SMF16 Compliance Oversight (since 22 Apr 2022)
    • (15)SMF3 Executive Director (since 22 Apr 2022)
    • (16)[FCA CF] Client dealing (since 22 Apr 2022)
    • (17)[FCA CF] Functions requiring qualifications (since 22 Apr 2022)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (16 Jul 2021 to 21 Apr 2022)
    • CF1 Director (AR) (12 May 2021 to 20 Apr 2022)
    • CF30 Customer (12 May 2021 to 20 Apr 2022)
    • [FCA CF] Client dealing (1 Mar 2021 to 16 Jul 2021)
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 16 Jul 2021)
  • Walmsley Baker (UK) Ltd (no longer approved here)

    FRN 943827

    • Employed By (12 May 2021 to 20 Apr 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (28 Dec 2007 to 8 Dec 2019)
  • Walmsley Baker Financial Services (no longer approved here)

    FRN 171078

    • Employed By (30 Aug 2000 to 30 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 21. Advising or arranging (bringing about) equity release transactions at Walmsley Baker (UK) Limited

  2. controlled function removed: SMF16 Compliance Oversight at Walmsley Baker (UK) Limited

  3. controlled function removed: Responsible for Insurance Distribution at Walmsley Baker (UK) Limited

  4. controlled function removed: SMF3 Executive Director at Walmsley Baker (UK) Limited

  5. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Walmsley Baker (UK) Limited

  6. controlled function removed: Responsibility for MCD Intermediation at Walmsley Baker (UK) Limited

  7. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Walmsley Baker (UK) Limited

  8. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Walmsley Baker (UK) Limited

  9. controlled function removed: [FCA CF] Client dealing at Walmsley Baker (UK) Limited

  10. controlled function removed: [FCA CF] Functions requiring qualifications at Walmsley Baker (UK) Limited

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