Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Envent Capital Markets Limited (no longer approved here)

    FRN 651385

    • [FCA CF] Client dealing (23 Mar 2021 to 31 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (1 Jan 2018 to 8 Dec 2019)
    • CF1 Director (AR) (16 May 2017 to 14 Dec 2017)
    • CF30 Customer (16 May 2017 to 8 Dec 2019)
    • CF2 Non Executive Director (11 May 2017 to 14 Dec 2017)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (18 Jul 2011 to 6 Mar 2016)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 17 Jun 2011)
    • CF21 Investment Adviser (17 Nov 2004 to 31 Oct 2007)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF23 Corporate Finance Adviser (25 Feb 2003 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.