Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (23 Mar 2021 to 31 Dec 2021)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
- CF1 Director (1 Jan 2018 to 8 Dec 2019)
- CF1 Director (AR) (16 May 2017 to 14 Dec 2017)
- CF30 Customer (16 May 2017 to 8 Dec 2019)
- CF2 Non Executive Director (11 May 2017 to 14 Dec 2017)
-
- CF30 Customer (18 Jul 2011 to 6 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 17 Jun 2011)
- CF21 Investment Adviser (17 Nov 2004 to 31 Oct 2007)
-
- CF23 Corporate Finance Adviser (25 Feb 2003 to 30 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.