Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF29 Significant management (2 Feb 2010 to 25 Jun 2010)
    • CF30 Customer (1 Nov 2007 to 25 Jun 2010)
    • CF1 Director (2 May 2003 to 23 Dec 2009)
    • CF21 Investment Adviser (2 May 2003 to 31 Oct 2007)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • CF1 Director (2 May 2003 to 14 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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