Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (1 Mar 2023 to 29 Feb 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 Feb 2024)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Nov 2007 to 4 Jun 2014)
    • CF21 Investment Adviser (13 Apr 2004 to 31 Oct 2007)
    • CF27 Investment Management (13 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.