Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Mar 2023 to 29 Feb 2024)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 Feb 2024)
- CF30 Customer (2 Jun 2014 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 4 Jun 2014)
- CF21 Investment Adviser (13 Apr 2004 to 31 Oct 2007)
- CF27 Investment Management (13 Apr 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.