Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 16 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Jun 2025)
    • [FCA CF] Client dealing (since 16 Dec 2016)
    • [FCA CF] Manager of certification employee (since 16 Dec 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (19 May 2008 to 14 Apr 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (15 Feb 2008 to 17 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

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