Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (23)Employed By (since 4 Sep 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 22 Mar 2022)
    • CF1 Director (AR) (since 31 Dec 2021)
    • CF30 Customer (since 31 Dec 2021)
    • [FCA CF] Client dealing (since 27 Nov 2020)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 25 Jan 2022)
    • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 22 Mar 2022)
    • (5)Employed By (since 31 Dec 2021)
    • (32)Employed By (17 Nov 2004 to 24 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Calder Financial Ltd

  2. controlled function added: (32)Employed By at Alexander Calder Financial Ltd

  3. controlled function added: (5)Employed By at Alexander Calder Financial Ltd