Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ludgate Investments Limited (no longer approved here)

    FRN 194783

    • CF30 Customer (16 Jan 2012 to 6 Oct 2016)
    • CF3 Chief Executive (29 Mar 2011 to 31 May 2011)
    • CF11 Money Laundering Reporting (9 Feb 2006 to 2 Apr 2009)
    • CF10 Compliance Oversight (9 Feb 2006 to 2 Apr 2009)
    • CF21 Investment Adviser (23 May 2005 to 31 Oct 2007)
    • CF1 Director (23 May 2005 to 31 May 2011)
    • CF27 Investment Management (23 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.