Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (6 Nov 2014 to 14 Feb 2020)
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- CF30 Customer (4 Nov 2013 to 15 Dec 2014)
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- CF30 Customer (1 Nov 2007 to 28 Feb 2009)
- CF24 Pension Transfer Specialist (20 Feb 2007 to 31 Oct 2007)
- CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Dec 2005 to 4 Oct 2006)
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- (3)Employed By (2 Mar 2006 to 28 Feb 2009)
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- Employed By (1 Nov 2005 to 12 Jan 2006)
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- CF22 Investment Adviser (Trainee) (22 Mar 2005 to 12 Jan 2006)
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- Employed By (22 Mar 2005 to 14 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.