Nigel Richard Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARCHWOOD IFA LIMITED (no longer approved here)

    FRN 500709

    • Responsible for Insurance Distribution (21 Feb 2022 to 1 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Feb 2022 to 1 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 1 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Apr 2026)
    • CF30 Customer (8 Jul 2009 to 8 Dec 2019)
    • CF1 Director (8 Jul 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jul 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.