Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 30 Sep 2018)
- CF29 Significant management (21 Aug 2014 to 6 Mar 2016)
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- CF29 Significant management (1 Nov 2007 to 11 May 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Oct 2006 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (2 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.