Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (18 Dec 2020 to 19 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jul 2022)
    • CF30 Customer (26 Mar 2013 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jul 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 19 Jul 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 9 Sep 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Sep 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 9 Sep 2021)
    • CF30 Customer (29 Apr 2009 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Nov 2006 to 31 Oct 2007)
    • CF26 Customer Trading (18 Oct 2005 to 16 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.